📄 Research Article
Automatic Short Answer Grading with LLMs
Automatic Short Answer Grading (ASAG) is never perfect. Upper bounds on accuracy arise from:
Zero-shot LLMs perform strongly on ASAG without task-specific fine-tuning, but model-based confidence signals alone are insufficient for reliable uncertainty quantification. A hybrid framework combining epistemic (model-derived) and aleatoric (dataset-derived) uncertainty significantly improves selective grading and calibration.^Cong Confidence ASAG 2026
Why Confidence Matters
Automatic Short Answer Grading (ASAG) is never perfect. Upper bounds on accuracy arise from:
Reliable confidence estimates are therefore essential for human-in-the-loop review—flagging uncertain cases for teacher attention rather than auto-grading everything.^Cong Confidence ASAG 2026
Three Model-Based Confidence Strategies
All generated with gpt-oss-20b at temperature 0.1:
| Strategy | Mechanism | Edge Case Failure |
|---|---|---|
| Verbalizing | Prompt model to self-report confidence in [0,1] | Overconfident on ambiguous but plausible phrasings |
| Latent | Softmax log-likelihood of predicted label token | Underconfident when label token probabilities are flat |
| Consistency | Sample 5 predictions at varying temperatures; measure agreement | Fails when model is consistently wrong |
All three, when used in isolation, miss aleatoric uncertainty—ambiguity intrinsic to the data itself.^Cong Confidence ASAG 2026
Aleatoric Uncertainty via Semantic Clustering
To capture data-level ambiguity:
1. Embed student responses with all-MiniLM-L6-v2
2. Cluster via agglomerative hierarchical clustering (Ward linkage) on a 10% calibration subset
3. Quantify within-cluster label heterogeneity via normalized Shannon entropy
4. Assign test responses to nearest cluster centroid
High-entropy clusters indicate inherently ambiguous responses (e.g., partially correct, underspecified, or stylistically unusual).^Cong Confidence ASAG 2026
Hybrid Confidence Fusion
Feature vector per response: [s^verb, s^lat, s^cons, s^alea, token_length]
Result: Hybrid confidence with aleatoric uncertainty outperforms all single-source approaches on selective prediction metrics (AUROC, AUARC) and reliability metrics (ECE, MCE, Brier).^Cong Confidence ASAG 2026
Implications for Human-in-the-Loop Assessment
Relationship to Tutoring-Specific Design
ASAG confidence estimation is complementary to tutoring-specific feedback: while tutoring tools generate formative scaffolds, grading tools must manage summative uncertainty. Both require explicit epistemic humility—acknowledging when the model should defer to human judgment.^Cong Confidence ASAG 2026
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Citation
Cong, L., Hahn, S., Gombert, S., Camus, L., Drachsler, H., & Kroehne, U. (2026). Confidence Estimation in Automatic Short Answer Grading with LLMs. arXiv:2605.00200.